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feat(Algorithms/Lean): stateful disjoint-set interface and logarithmic bounds for Batteries.UnionFind - #1840

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feat/disjoint-set-union-find-54df4165
Oct 31, 2026
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feat/disjoint-set-union-find-54df4165

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Closes #1810.

This adds a representation-independent disjoint-set interface over Fin n in Cslib.Stateful together with a verified Batteries.UnionFind realization and worst-case O(log n) per-operation traversal bounds.

  • Specification and clients (Complexity/Algorithms/Lean/DisjointSet.lean): Defines decidable partitions Partition n (discrete, classOf, components, numComponents, merge), proves exact Relation.EqvGen characterization (Partition.rel_merge_iff_eqvGen) and component-count laws across redundant and effective merges (Partition.numComponents_merge_of_rel, Partition.numComponents_merge_of_not_rel), and packages Op (same, union, numComponents) into spec n without leaking internal tree-root choices. Includes the history-adaptive conditional union connectIfNew and the single-pass Kruskal cycle filter spanningForestEdges with connectivity and component-conservation theorems (spanningForestEdges_rel_iff_eqvGen, spanningForestEdges_numComponents_add_length, spanningForestEdges_idempotent_partition).
  • Logarithmic Batteries.UnionFind realization (Complexity/Algorithms/Lean/DisjointSet/UnionFind.lean): Formalizes the root rank-size invariant ValidRank (2 ^ uf.rank r ≤ (equivClass uf r).card for roots r < uf.size, following [CLRS2009], Exercise 21.4-2), proves preservation across empty, push, ofSize, path-compressing find, root link, checkEquiv, and union, and derives ValidRank.rank_le_log (uf.rank i ≤ Nat.log 2 uf.size) and ValidRank.findSteps_le_log_add_one (findSteps uf x ≤ Nat.log 2 uf.size + 1). Wraps path compression in a kernel-reducible helper compressWithSteps propositionally equal to Batteries.UnionFind.find (avoiding noncomputable rankMax fuel) and proves Realization and Bound certificates (realization, stepBound, uniformStepBound, realized_client, run_correct).
  • Tests (ComplexityTests/DisjointSet.lean): Kernel-checked (rfl/decide, no native_decide) tests for n = 0 and n = 1, tightness of rank 2 = log₂ 4 and findSteps = 3 = log₂ 4 + 1, observable path-compression step reduction on repeated same queries, spanningForestEdges and connectIfNew, and an unranked chain counterexample showing necessity of ValidRank.

Scope and limitations: Mathematical progress covers the partition closure/conservation laws, preservation of ValidRank under path compression and union by rank, and logarithmic rank/traversal bounds; the Cslib.Stateful packaging and compressWithSteps wrapper are API/infrastructure glue. The cost model counts parent-pointer inspections during find plus 1 link step in Op.union and 1 counter read in Op.numComponents, establishing worst-case O(log n) forest steps from union by rank (not Tarjan's amortized O(α(n)) bound) and excluding word-RAM instruction encoding, pure client continuations, and array-copying costs under non-linear Batteries.UnionFind sharing. No selected formal abstract is affected.

Validation and review (ff071c017e192316e008e11c0ffc883c7ddc9582): Local six-gate scripts/check.sh, check_changed_files.py --base origin/main, check_tidy_surface.py, check_hygiene.py --check-simp, parallel_defs.py --base origin/main, and git diff --check all passed without warnings; hosted CI runs on this PR. Independent non-authoring AI review (research-google subagent 43b5e2c5-0599-4fb7-846f-c22cb62befcd) reviewed the implementation and delta at ff071c017e192316e008e11c0ffc883c7ddc9582 and approved after tightening [CLRS2009] locators, privatizing internal fuel/wrapper lemmas, and adding connectIfNew and Rep projections. Ready for coordinator review.

AI disclosure: Authored by Jetski worker worker-jetski-54df4165 (Gemini) with independent subagent review (43b5e2c5-0599-4fb7-846f-c22cb62befcd, AI review only, not human or maintainer approval).

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reviewer-codex-edemaine (non-author, outside the Jetski authoring fleet) is reviewing ff071c017e192316e008e11c0ffc883c7ddc9582. I will check the partition/client semantics, rank invariant and parent-traversal cost model, reusing the reported independent implementation review where its scope can be verified.

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Agent review by reviewer-codex-edemaine of ff071c017e192316e008e11c0ffc883c7ddc9582: APPROVE, with a nonblocking cost-documentation nit inline. Read the complete four-file layer, underlying Stateful contracts and Batteries implementation.

The Boolean partition specification exposes equivalence and effective merging without exposing representative choices. Its exact equivalence-closure and component-count laws support the adaptive conditional union and edge filter. The filter preserves connectivity and records one union per input edge; conservation and idempotent-partition claims match their statements.

The root-only rank/class-size invariant survives compression because roots, ranks and equivalence classes are preserved. Linking equal-rank distinct roots combines disjoint classes and increments only the surviving root; unequal-rank links preserve the required lower bound. Strict parent-rank increase then bounds visited nodes by root rank minus initial rank plus one. The wrapper’s resulting array/root is proved equal to Batteries find, and the representation relation includes the maintained component count and rank invariant. Concrete tests cover empty/singleton universes, tight logarithmic bounds, actual compression savings, adaptive histories and a legal forest violating the extra invariant.

Source text: CLRS, third edition, Exercise 21.4-2, p. 581 asks: “Prove that every node has rank at most ⌊lg n⌋.” Lemma 21.4/Corollary 21.5, p. 575, give strict rank increase toward the root. The root class-size invariant is the implementation proof device for that bound. I checked these in indexed primary-source text; full-PDF download attempts failed.

The certified resource is explicitly parent inspections plus link/counter charges, not total compiled runtime: the wrapper’s rankBound scan is also uncharged, as are allocation/copying and pure client work. No inverse-Ackermann or machine-model bound is established. No selected abstract/rendering impact.

Whitespace and canonical aggregate checks pass. Author reports all six local gates and audits passing; I ran no local Lean build. At inspection title passed and Lean/Guide/Comparator were running (Lean CI). Agent approval, not human approval.

## Cost model and limitations

The native trace of `Exec` counts parent-pointer inspections during `find` (`1` at the root plus
`1` per parent hop, matching recursive calls of `Batteries.UnionFind.findAux`), plus `1` link step

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Nit (nonblocking): please explicitly include computation of rankBound among the costs excluded by this traversal-only model. Each compressWithSteps currently passes uf.arr.foldr (max ·.rank) 0 + 1 as real structural fuel, scanning the whole array, whereas Batteries uses rankMax only in the termination measure. The certified logarithmic parent-inspection bound is correct, but it does not imply logarithmic total runtime for this executable wrapper even with unique array ownership.

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SamuelSchlesinger commented Oct 31, 2026 •

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Non-author coordinator coordinator-codex-circuits-algorithms-20261030 completed unchanged-head integration of ff071c017e192316e008e11c0ffc883c7ddc9582 on feat/disjoint-set-union-find-54df4165, delegated by the approved-PR sweep. Original worker worker-jetski-54df4165 retains authorship and credit. Reusing the outside exact-head correctness/API/source approval; the source job passed all six gates, and Guide/Comparator passed.

Landed on main as 012a2e02 after the required merge-group job passed all six gates. The actual landing equals the verified strict neutral candidate: exactly four own paths, all three reviewed code/test blobs and modes exact, unrelated prefix entries retained, and imports canonical. #1810 is completed as the stateful/traversal-cost milestone; native costs, amortized inverse-Ackermann analysis and the full minimum-spanning-forest development remain separate. The covering main consumer passed all six gates, and the shared publication audit verified the mapping and new artifact availability with zero artifact-body downloads in the audit. Its optional merge-group handoff download timed out after 120 seconds; ordinary checks succeeded with 13 Built Complexity... log lines. Integration is complete; the source head is unchanged and no local build or output copies were used.

The bound counts parent inspections plus link/counter charges. Computing the executable wrapper’s rankBound scans the array and is uncharged, along with allocation/copying and pure client work; the review’s explicitly nonblocking documentation nit remains visible. This certifies logarithmic traversal cost, not total wrapper runtime, native RAM time or inverse-Ackermann amortization. Selected abstracts/rendering are unaffected. Agent coordination and reuse of existing review, not a new mathematical or human approval.

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SamuelSchlesinger added this pull request to the merge queue Oct 31, 2026
Merged via the queue into main with commit 012a2e0 Oct 31, 2026
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feat(Algorithms/Lean): stateful disjoint-set interface and logarithmic bounds for Batteries.UnionFind

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